David S. Lopez - Biography
David S. Lopez
Registered Representative, Royal Alliance Associates, Inc member FINRA/SIPC
California Insurance License 0C04786
Professional
David S. Lopez graduated from the United States Naval Academy in 1989 and became a Submarine Officer; he then qualified as a Nuclear Engineer Officer. He served for 7 years and was 3 times awarded the Navy Achievement Medal and also awarded the Navy Commendation Medal. In 1996 he was honorably discharged from the Navy and he began his career as a Financial Advisor. Today David is also a veteran of the Financial Services industry. He develops customized wealth management strategies, which help his clients to reach their financial goals. His comprehensive plans seamlessly integrate financial planning, asset management, risk management and liabilities management.
EDUCATION
1985 – 1989 United States Naval Academy
Bachelors of Science – Physics
Annapolis, MD
1989 -1991 US Naval Nuclear Propulsion Program
1993 - Naval Nuclear Engineer Officers School
1995 - 1996: University of San Diego Law School
San Diego, CA
Annual FINRA Continuing Education requirements
Annual State of California Department of Insurance Continuing Education requirements
Securities Registrations and Insurance Licenses:
Series 65- Uniform Investment Advisor Law
Series 7-General Securities Representative
Series 63-Uniform Securities State Law
California Insurance License
CA Life & Disability Insurance License
Variable and Fixed Annuities License
Special Designation with The California Partnership for Long Term Care
Volunteer Organizations:
Rotary International 1997 to Present
YMCA Indian Princesses
Personal:
David married Susan Haines in 1992. They have two daughters Alexandria and Emma. They have lived in South Orange County since 2003.
|
